MIG21®

Leading Investment Compliance Solution

MIG21® optimizes the pre-trade and post-trade compliance checking and administration of regulatory, prospectus and internal investment guidelines for Investment Managers, Private Banks, Insurance Companies, Hedge Funds, Custodians and Fund Administrators. A flexible rules engine combined with advanced data and resolution management tools provide fully auditable controls of the investment process.

The cost of investment controls are significantly reduced with automated and comprehensive monitoring. The speed and efficiency of integration with enterprise-wide systems is unrivalled.

Our LawCard® Service enables investment organizations to rapidly expand into new legal jurisdictions and adapt to new regulations without overheads or delay.

MIG21 Details

Benefits with MIG21

  • Fastest time to market through efficient integration
  • Comprehensive investment oversight for new and existing asset classes and transaction types
  • Global coverage of all major jurisdictions with comprehensive support for UCITS III and SEC 1940 Act
  • LawCard Service for timely adaptation to regulatory changes
  • Highly automated with flexible configuration for complex investment strategies
  • Comprehensive derivative support and “Look through” for Fund of Funds, derivatives, structured products and Hedge Fund oversight
  • No programming skills required for workflow administration
MIG21

MIG21 Key Features

  • High performance pre-trade and post-trade investment compliance for all transaction types and asset classes
  • Powerful and intuitive natural language rules engine with easy-to-use rule wizard
  • MIG21 Data Manager allows users to add or maintain compliance data such as ratings, issuers or other information as well as to capture assets of any class
  • LawCards with predefined rulesets for all major financial jurisdictions
  • Resolution Workflow Management with flexible and highly configurable workflow support for breach resolution management distributed over multiple locations and functional entities
  • Structured Products Look-Through for full investment oversight of simple and most complex derivatives and structured products
  • Central Rule Repository for centralized rule definition with multi investment company capability
  • Dynamic data model supporting user-defined asset classes and attributes on the fly
  • Customisable interfaces for flexible and fast integration of multiple front, middle and back office systems including risk management, trading systems and user-defined data sources
  • MIG21 Web makes it possible to view or analyze compliance results online via a Web Browser
  • Powerful reporting engine with integrated regulatory, client-specific and statistical reporting, web-enabled
  • Best-of-Breed Technology providing a service oriented and memory based n-tier architecture with intelligence caching

Check out related risk and compliance solutions:

Global Compliance with LawCards
Order Management
eMIG21

If you have further questions, please do not hesitate to email us or simply call your local office.

 

Best Technology Solution 2008
Our market-leading pre-trade and post-trade compliance solution MIG21® is named "Best Technology Solution 2008" by an independent jury at Complinet's Annual Compliance Awards.

PR_Compliance_Awards

LawCards®
With our LawCards® customers are always in full compliance with latest changes in the world's major investment jurisdictions.

BNP Paribas Investment Partners
Having researched a number of potential solutions for our compliance needs we selected PFS' MIG21® as the best offering and are delighted that it has been implemented so quickly. The geographical diversity of BNP Paribas Investment Partners' offices requires a highly adaptable and scaleable product as provided by MIG21.

Allianz Global Investors (France) SA
MIG21® gives our customers the certainty that we are able to meet and fully comply with all regulatory and business requirements regardless of their complexity. For our institutional customers, this is an important decision criterion for co-operation with Allianz Global Investors.

Credit Suisse Asset Management
Through MIG21® we have improved the quality and business transparency of our investment guideline monitoring process; in addition the system has allowed us to substantially increase the frequency of our controls. Not the least the success of this project is a result of a successful partnership with PFS.